Apache POI
Microsoft Office User
2022-01-05T21:32:22Z
2022-02-07T16:14:52Z
16.00
11380
21600
32767
2440
False
False
| MUTUAL SECURITIES INC - Held NMS Stocks and Options Order Routing Public Report |
| Generated on Wed Jan 05 2022 04:32:22 GMT-5 EST |
| 4th Quarter, 2021 |
| October 2021 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 275 |
100 |
274 |
99.64 |
0 |
0 |
1 |
0.36 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| National Financial Services LLC(XSTM) |
160 |
37.299999999999997 |
0 |
0 |
0 |
0 |
0 |
0 |
160 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Citadel Securities LLC(CDRG) |
126 |
29.37 |
126 |
48.28 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
78 |
18.18 |
78 |
29.89 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
42 |
9.7899999999999991 |
42 |
16.09 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
9 |
2.1 |
9 |
3.45 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
8 |
1.86 |
0 |
0 |
0 |
0 |
8 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
5 |
1.17 |
5 |
1.92 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
1 |
0.23 |
1 |
0.38 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| October 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 506 |
100 |
480 |
94.86 |
15 |
2.96 |
9 |
1.78 |
2 |
0.4 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| National Financial Services LLC(XSTM) |
382 |
42.97 |
0 |
0 |
0 |
0 |
0 |
0 |
382 |
98.2 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Citadel Securities LLC(CDRG) |
222 |
24.97 |
218 |
47.49 |
4 |
26.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
144 |
16.2 |
133 |
28.98 |
7 |
46.67 |
2 |
7.69 |
2 |
0.51 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
81 |
9.11 |
77 |
16.78 |
3 |
20 |
1 |
3.85 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
15 |
1.69 |
15 |
3.27 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
14 |
1.57 |
0 |
0 |
1 |
6.67 |
13 |
50 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
13 |
1.46 |
13 |
2.83 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
7 |
0.79 |
0 |
0 |
0 |
0 |
7 |
26.92 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
5 |
0.56000000000000005 |
0 |
0 |
0 |
0 |
0 |
0 |
5 |
1.29 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
3 |
0.34 |
0 |
0 |
0 |
0 |
3 |
11.54 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| October 2021 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 833 |
100 |
717 |
86.07 |
50 |
6 |
66 |
7.92 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
364 |
43.54 |
318 |
44.35 |
20 |
39.22 |
26 |
38.24 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
306 |
36.6 |
287 |
40.03 |
18 |
35.29 |
1 |
1.47 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
76 |
9.09 |
50 |
6.97 |
6 |
11.76 |
20 |
29.41 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
58 |
6.94 |
51 |
7.11 |
5 |
9.8000000000000007 |
2 |
2.94 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
32 |
3.83 |
11 |
1.53 |
2 |
3.92 |
19 |
27.94 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| November 2021 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 292 |
100 |
288 |
98.63 |
0 |
0 |
4 |
1.37 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| National Financial Services LLC(XSTM) |
187 |
40.299999999999997 |
0 |
0 |
0 |
0 |
0 |
0 |
187 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Citadel Securities LLC(CDRG) |
135 |
29.09 |
134 |
50 |
0 |
0 |
1 |
11.11 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
79 |
17.03 |
79 |
29.48 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
41 |
8.84 |
41 |
15.3 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
6 |
1.29 |
0 |
0 |
0 |
0 |
6 |
66.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
5 |
1.08 |
5 |
1.87 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
5 |
1.08 |
5 |
1.87 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
4 |
0.86 |
4 |
1.49 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
2 |
0.43 |
0 |
0 |
0 |
0 |
2 |
22.22 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| November 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 403 |
100 |
314 |
77.92 |
47 |
11.66 |
42 |
10.42 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| National Financial Services LLC(XSTM) |
300 |
40.21 |
0 |
0 |
0 |
0 |
0 |
0 |
300 |
92.02 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Citadel Securities LLC(CDRG) |
192 |
25.74 |
159 |
52.65 |
28 |
62.22 |
5 |
6.85 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
85 |
11.39 |
73 |
24.17 |
11 |
24.44 |
1 |
1.37 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
59 |
7.91 |
54 |
17.88 |
5 |
11.11 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
29 |
3.89 |
0 |
0 |
0 |
0 |
29 |
39.729999999999997 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
26 |
3.49 |
0 |
0 |
0 |
0 |
0 |
0 |
26 |
7.98 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
24 |
3.22 |
0 |
0 |
0 |
0 |
24 |
32.880000000000003 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
14 |
1.88 |
13 |
4.3 |
1 |
2.2200000000000002 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
13 |
1.74 |
0 |
0 |
0 |
0 |
13 |
17.809999999999999 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
2 |
0.27 |
2 |
0.66 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| November 2021 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 900 |
100 |
769 |
85.44 |
71 |
7.89 |
56 |
6.22 |
4 |
0.44 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
417 |
45.87 |
354 |
46.03 |
28 |
38.89 |
31 |
48.44 |
4 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
346 |
38.06 |
307 |
39.92 |
32 |
44.44 |
7 |
10.94 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
67 |
7.37 |
54 |
7.02 |
4 |
5.56 |
9 |
14.06 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
49 |
5.39 |
40 |
5.2 |
5 |
6.94 |
4 |
6.25 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
30 |
3.3 |
14 |
1.82 |
3 |
4.17 |
13 |
20.309999999999999 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| December 2021 |
| S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 219 |
100 |
210 |
95.89 |
5 |
2.2799999999999998 |
4 |
1.83 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| National Financial Services LLC(XSTM) |
144 |
36.46 |
0 |
0 |
0 |
0 |
0 |
0 |
144 |
96 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Citadel Securities LLC(CDRG) |
102 |
25.82 |
99 |
50.51 |
3 |
50 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
44 |
11.14 |
43 |
21.94 |
1 |
16.670000000000002 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
40 |
10.130000000000001 |
39 |
19.899999999999999 |
1 |
16.670000000000002 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
27 |
6.84 |
0 |
0 |
0 |
0 |
27 |
62.79 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
16 |
4.05 |
0 |
0 |
1 |
16.670000000000002 |
15 |
34.880000000000003 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
7 |
1.77 |
7 |
3.57 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
6 |
1.52 |
0 |
0 |
0 |
0 |
0 |
0 |
6 |
4 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
5 |
1.27 |
5 |
2.5499999999999998 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| UBS Securities, LLC(UBSS) |
3 |
0.76 |
3 |
1.53 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| December 2021 |
| Non-S&P 500 Stocks |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 407 |
100 |
330 |
81.08 |
42 |
10.32 |
35 |
8.6 |
0 |
0 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| National Financial Services LLC(XSTM) |
286 |
37.049999999999997 |
0 |
0 |
0 |
0 |
0 |
0 |
286 |
92.26 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Citadel Securities LLC(CDRG) |
172 |
22.28 |
149 |
46.27 |
21 |
50 |
2 |
2.04 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| JANE STREET CAPITAL, LLC(JNST) |
86 |
11.14 |
77 |
23.91 |
8 |
19.05 |
1 |
1.02 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| VIRTU Americas, LLC(NITE) |
82 |
10.62 |
71 |
22.05 |
11 |
26.19 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| New York Stock Exchange(NYSE) |
42 |
5.44 |
0 |
0 |
0 |
0 |
42 |
42.86 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| NASDAQ Execution Services, LLC(NSDQ) |
30 |
3.89 |
0 |
0 |
0 |
0 |
30 |
30.61 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Instinet BlockCross(BLKX) |
24 |
3.11 |
0 |
0 |
0 |
0 |
0 |
0 |
24 |
7.74 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Cboe EDGX US Equities Exchange(EDGX) |
21 |
2.72 |
0 |
0 |
0 |
0 |
21 |
21.43 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| G1 Execution Services, LLC(ETMM) |
13 |
1.68 |
12 |
3.73 |
1 |
2.38 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Two Sigma Securities, LLC(SOHO) |
10 |
1.3 |
9 |
2.8 |
0 |
0 |
1 |
1.02 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
| December 2021 |
| Option Contracts |
| Summary |
| Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
| 872 |
100 |
773 |
88.65 |
31 |
3.56 |
65 |
7.45 |
3 |
0.34 |
| Venues |
| Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
| Citadel Securities LLC(CDRG) |
463 |
51.91 |
394 |
50.97 |
19 |
61.29 |
47 |
55.29 |
3 |
100 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Susquehanna Capital Group(SUSQ) |
287 |
32.17 |
271 |
35.06 |
10 |
32.26 |
6 |
7.06 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Morgan Stanley & Company LLC(MSCO) |
54 |
6.05 |
50 |
6.47 |
2 |
6.45 |
2 |
2.35 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Dash Financial Technologies LLC(DASH) |
53 |
5.94 |
39 |
5.05 |
0 |
0 |
14 |
16.47 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| Wolverine Execution Services LLC(WEXX) |
35 |
3.92 |
19 |
2.46 |
0 |
0 |
16 |
18.82 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
| |
False
False